Wealth Management Marketing That Compliant Firms Trust.
MV3 builds full-stack growth engines for RIAs, wealth platforms, and hybrid advisory firms. Every engagement is instrumented for AUM growth and household acquisition, and every deliverable is reviewed against SEC Marketing Rule and FINRA content standards before it ships.
A wealth management marketing agency runs demand generation for RIAs, hybrid firms, and wealth platforms under the SEC Marketing Rule, FINRA content standards, and state-level advisor advertising requirements. MV3 builds compliant growth engines that bundle SEO, YMYL trust signals, paid, ABM, and AI operations, priced from $5,997 to $15K+ per month with AUM-pipeline accountability and a documented compliance workflow at every stage.
Real Pain Points. Real Solutions. Both Strategy And Implementation.
Every RIA and wealth platform between $250M and $25B in AUM runs into most of these. We’ve built a repeatable answer to each.
Compliance Reviews Kill Every Content Sprint.
Marketing writes an article. Compliance sits on it for three weeks. By the time it publishes, the market context has shifted and organic momentum is dead.
STRATEGY: Redesign the content workflow so compliance sees an approved template, not a first draft. Precleared claim library and disclaimer patterns speed review from weeks to 48 hours.
IMPLEMENTATION: Precleared content templates, disclaimer library keyed by content type, weekly compliance review cadence, and archived audit trail per SEC Rule 204-2 recordkeeping.
AI Overviews Now Answer YMYL Wealth Questions.
Prospects ask ChatGPT and Google AI Overviews about retirement, Roth conversions, and estate planning. Your firm is not cited. The answer is generic and often wrong.
STRATEGY: Reposition your firm as an authoritative source across YMYL wealth topics. Optimize for citation, expertise signals, and EEAT credentials, not keyword targeting.
IMPLEMENTATION: GEO audit, schema restructure with FinancialAdvisor and Person markup, credentialed byline system, LLMO citation tracking across ChatGPT, Perplexity, Gemini, and Google AI Overviews.
Referral Pipeline Is Flat And You Cannot Scale It.
Your firm grew to $800M in AUM on referrals from CPAs and estate attorneys. That pipeline is fully saturated and last year household growth stalled at 4%.
STRATEGY: Build a second growth channel alongside referrals: search visibility for high-intent household queries, plus centre-of-influence ABM to reach new professional referrers.
IMPLEMENTATION: SEO for household acquisition queries, ABM sequences to CPA + attorney COI network, LinkedIn thought leadership for advisor visibility, and consult-request funnel with compliance guardrails.
Advisor Recruiting Is A Second Full-Time Marketing Job.
You need to recruit 8 advisors this year. LinkedIn cost per qualified conversation is climbing. Your recruiting content and your prospect content compete for the same email list.
STRATEGY: Separate the advisor-recruiting funnel from the prospect-household funnel. Different messaging, different personas, different attribution model per audience.
IMPLEMENTATION: Dedicated advisor-recruiting landing pages, LinkedIn campaigns targeting breakaway teams, dual-track HubSpot lifecycle, and recruiting-pipeline dashboards separate from household dashboards.
Paid Costs Are Rising And Attribution Is Broken.
CPCs on Google are up 40% year over year. You have no clear read on which channel actually produced last quarter's new households; sales credits referrals, marketing credits paid.
STRATEGY: Marketing mix model built around AUM sourced per channel, not click volume. Reallocate paid spend toward channels that produce completed consult requests, not form fills.
IMPLEMENTATION: GA4 to HubSpot to Salesforce Financial Services Cloud attribution stitch, quarterly mix reallocation, LinkedIn campaign restructure, and organic offset with compliance-approved content.
Every Growth Lever, Tuned To The Wealth Motion.
Not single-service. MV3 is a full growth stack. Every engagement bundles strategy and implementation across the levers your firm actually needs, with compliance review built in.
Household, retirement, and planning queries tuned for AI Overviews and organic. YMYL-grade EEAT signals baked in.
500 named-account monthly sequences targeting COI professionals, breakaway teams, and platform partners.
Outcome-priced consult-request delivery. Metered on qualified consults, not raw form fills.
Long-form, compliance-reviewed, credentialed content authored by wealth-fluent writers.
Google, LinkedIn, Meta managed with firm-persona and household-persona feedback loops. Compliance disclaimers integrated.
HubSpot and Salesforce FSC automation, household lifecycle scoring, agent-driven personalization, compliance recordkeeping.
Wealth-industry press placement in Barron's, InvestmentNews, WealthManagement.com class outlets. Authority signals, not directory listings.
City and state programmatic pages for local-advisor discovery, generated with editorial and compliance oversight.
Real-time GA4 + HubSpot + Salesforce FSC unified pipeline dashboards. See AUM sourced by channel in one view.
Three Guarantees Behind Every Wealth Retainer.
Not aspirational language. Each guarantee is written into every MV3 wealth-management SOW.
No long-term lock-in. Cancel any retainer with 30 days written notice. Month 13 exit gets the same terms as month 3.
Every deliverable is submitted to your CCO or compliance reviewer with an audit trail per SEC Rule 204-2. Miss compliance turnaround, next month is credited.
Flat monthly retainer. Ad spend, tool licenses, and third-party fees pass through at cost with monthly reconciliation. No agency mark-up on media.
142% Growth In Qualified Consult Requests, Fully Compliance-Reviewed.
Client came to MV3 with a stalled referral pipeline and no measurable inbound. Compliance was a bottleneck: content sat in review for weeks. We rebuilt the content workflow with pre-cleared templates, launched a YMYL-optimized SEO program targeting retirement and estate-planning queries, and layered COI ABM sequences to CPAs and estate attorneys. Qualified consult requests grew from 6 per month to 15 per month over the engagement, with 100% of deliverables passing compliance on first review.
What Marketing Leaders Say After Twelve Months.
Composite testimonials drawn from three MV3 wealth-management engagements.
MV3 rebuilt our compliance workflow first, then the demand engine on top of it. Consult requests up 2.4x in nine months and every asset had an audit trail.
AI Overviews were wiping our retirement and Roth conversion pages off the SERP. MV3 rebuilt the citation surface across ChatGPT and Perplexity and household inquiries recovered inside four months.
Our COI referral pipeline was tapped out. MV3 layered an ABM program targeting CPAs and estate attorneys in three MSAs; we onboarded $180M in new AUM from those relationships in year one.
Six Anonymized Wealth Case Studies.
Firm type, AUM band, and outcome are real. Detailed breakdown available on request.
Independent RIA Rebuilds SEO Plus Compliance Workflow
Hybrid RIA Recovers AI Overview Citations
Multi-Family Office Launches COI ABM
Wealth Platform Consolidates Advisor Recruiting Funnel
Regional RIA Restructures Paid Mix
TAMP Rebuilds Advisor Enablement Content
MV3 Is Not For Every Wealth Firm.
Great fit matters more than closing the deal. If any of these describe you, we’re probably the wrong partner, and we’d rather say so up front.
If none of those describe you, you’re likely in the fit range. Start with the $997 GEO Audit to confirm.
See The Full Diagnostic Before You Commit To A Retainer.
Most MV3 wealth engagements begin here. Five business days. Delivered as PDF plus a 45-minute review call.
Wealth Management Marketing Questions.
Not sure where to start? The GEO Audit is where most of our wealth engagements begin.
Start With The $997 GEO Audit →
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